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HM

Harry L. Minj

Some features on this profile are disabled
CRD#: 5672782
HM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Lucas Minj was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 2009. Harry had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 2009 - September 13, 2012

GSV ADVISORS, LLC

BD
CRD#: 150442
CHELMSFORD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/2009
General Securities Principal Examination

Current Firm

GA
GSV ADVISORS, LLC
GSV ADVISORS, LLC | INDUS ADVISORY PARTNERS, LLC

CRD#: 150442 / SEC#: , 8-68261

BD
Terminated by SEC on 07/26/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/16/2006
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
QUAZZO, DEBORAH HICKSMANAGING PARTNER, CCO1740910
GENDRON, KAREN MARIECFO/FINOP1503330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GSV ADVISORS, LLC

CRD#: 150442

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