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Amy Selcer Peoples

CRD# 5672749·Registered 2012 - 2017
Previously Registered: Being a previously registered professional could mean that Amy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amy Selcer Peoples, who also goes by Amy N Selcer, Amy Nicole Selcer, was a registered financial advisor. Amy was a previously registered financial professional and started their career in finance 2012 - 2017. Amy had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amy N Selcer, Amy Nicole Selcer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

USCA RIA LLC·CRD# 152170
RIA
Dallast, TX
November 4, 2014 - January 3, 2017
USCA SECURITIES LLC·CRD# 103789
BD
Dallas, TX
November 4, 2014 - January 3, 2017
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Dallas, TX
November 21, 2012 - November 24, 2014
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Dallas, TX
May 23, 2012 - November 24, 2014

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Current Firm

UR
USCA RIA LLC

U.S. CAPITAL ADVISORS LLC ("USCA") | USCA RIA LLC

CRD#: 152170 / SEC#: 801-72105

Contact Information

Main Address

4444 Westheimer Suite G500, Houston, TX 77027

Documents

Latest Form ADV

Part 2 Brochures

USCA RIA LLC FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE (3/31/2021)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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