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CH

Carlos A. Hernandez Restrepo

PAR5 CAPITAL & CO LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5672604
CH

Professional summary

Carlos Andres Hernandez Restrepo is a registered financial professional currently at PAR5 CAPITAL & CO LLC located in Miami, Florida.

Carlos is registered as a RR (Registered Representative) and started their career in finance in 2012. Carlos has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlos Andres Hernandez Restrepo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2023 - Present

PAR5 CAPITAL & CO LLC

Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131
BD
CRD#: 134657
Miami, FL
Past

November 25, 2020 - September 1, 2023

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA
CRD#: 8361
MEDELLIN,
Past

August 16, 2019 - September 1, 2023

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
WESTPORT, CT
Past

May 9, 2012 - August 29, 2019

LEVELX CAPITAL LLC

BD
CRD#: 117028
MEDELLIN,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/30/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/23/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PAR5 CAPITAL & CO LLC
GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: , 8-66850

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Phone number
(786) 638-5650
Established
Delaware since 11/23/2004
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAR HOLDINGS, LLCMEMBER
AJMANI, AJIT SINGHPRESIDENT5188424
GEORGE, THOMAS KEITHFINOP5378303
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAR5 CAPITAL & CO LLC

CRD#: 134657Miami, FL 33131

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