Joshua D. Frankel

FERGUSON WELLMAN CAPITAL MANAGEMENT

Portland, OR 97204

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CRD#: 5672556

Professional summary

Joshua D Frankel, CFP®, who also goes by Josh D Frankel, Joshua Dov Frankel, is a registered financial advisor currently at FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. located in Portland, Oregon.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joshua has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh D Frankel | Joshua Dov Frankel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS OR ACTIVITY NAME: CHARLOTTE ENTERPRISES 1.FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2.INVESTMENT RELATED: (YES OR NO) YES, BUT REAL ESTATE ONLY. NO SECURITIES INVOLVED. 3.COMPENSATION RECEIVED? NO 4.ADDRESS OF BUSINESS: LOS ANGELES, CA 90049 5.NATURE OF BUSINESS: MOSTLY REAL ESTATE INVESTMENTS. PART OF A FAMILY BUSINESS 6.YOUR POSITION, TITLE, ASSOCIATION: LIMITED PARTNER 7.START DATE OF RELATIONSHIP: ESTIMATED 1/1/2006 8.NUMBER OF HOURS DEVOTED PER MONTH: O 9.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: O 10.YOUR DUTIES: NO DUTIES OR RESPONSIBILITIES. THIS IS A FAMILY PARTNERSHIP AND I HAVE NO RESPONSIBILITIES AS A LIMITED PARTNER. THE INCOME COMES FROM REAL ESTATE HOLDINGS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua D Frankel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 16, 2013 - Present

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

Office #1: 888 Sw 5th Ave Ste 1200, Portland, OR 97204

RIA

CRD#: 104692

Portland, OR

Past

September 24, 2009 - July 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LAKE OSWEGO, OR

Past

September 24, 2009 - July 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LAKE OSWEGO, OR

Past

August 5, 2009 - September 18, 2009

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

July 17, 2009 - September 18, 2009

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. | WEST BEARING INVESTMENTS | FERGUSON WELLMAN RUDD PURDY & VAN WINKLE INC

CRD#: 104692 / SEC#: 801-11188

RIA

Registered Investment Advisory firm - (12/1/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/16/2009

General Securities Representative Examination

Current Firm

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. | WEST BEARING INVESTMENTS | FERGUSON WELLMAN RUDD PURDY & VAN WINKLE INC

CRD#: 104692 / SEC#: 801-11188

RIA

Registered Investment Advisory firm - (12/1/1975 Approved)

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Contact information

Main Address

888 Sw 5th Ave Ste 1200, Portland, OR 97204

Mailing Address

500 108th Avenue Ne Suite 950, Bellevue, WA 98004

Phone number

(503) 226-1444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024-12-31 -- FWCM ADV PART 2A BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	4,418
AUM (Assets Under Management)	$ 8,992,352,428

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/15/2025	Cover Page	Report
02/17/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua D. Frankel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua D Frankel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2009

Series 7

Date: 7/16/2009

Current Firm

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.

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