Erik J. Kroll
HILLTOP FINANCIAL ADVISORS
Milwaukee, WI 53214
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CRD#: 5672537
Professional summary
Erik John Kroll, CFP® is a registered financial advisor currently at HILLTOP FINANCIAL ADVISORS located in Milwaukee, Wisconsin.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Erik has worked at 2 firms .
Biography
Erik Kroll, CFP® is a financial planner and the founder of Hilltop Financial Advisors and its subsidiary brand, Student Loans Over 50, where he helps people achieve their goals so they can experience a great journey towards living their ideal life. In his free time, he enjoys playing hockey in his local rec league and spending time outdoors with his wife, Andrea, and their Great Dane, Sitka.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Socially Responsible Investing
Tax Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Fixed Fee (Subscription, Retai...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Erik Kroll, sole proprietor (paraplanner)
6607 Vista Avenue
Wauwatosa, WI 53213
Is this investment related? yes
Nature of the business: paraplanner for different financial advisors
Start date: 3/1/17
Hours/month (total): 60
Hours/month (during securities trading hours): 40
I create financial plans for other financial advisors for their clients in an independent contractor capacity. I interface directly with the financial advisor only and may or may not provide investment advice for them to pass along to their clients.
CRS (Client Relationship Summary) - RIA
Click below to view Erik John Kroll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
November 13, 2015 - Present
HILLTOP FINANCIAL ADVISORS
Office #1: 9000 W Chester St Suite 100, Milwaukee, WI 53214RIA
CRD#: 274030
Milwaukee, WI
Past
April 24, 2014 - December 21, 2015
DIVERSIFIED MANAGEMENT INC
RIA
CRD#: 106680
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(11/13/2015)
Exams
Current Firm
HILLTOP FINANCIAL ADVISORS
HILLTOP FINANCIAL ADVISORS | STUDENT LOANS OVER 50 | HILLTOP FINANCIAL ADVISORS, LLC
CRD#: 274030 / SEC#:
Wisconsin
Registered Investment Advisory firm - (10/22/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9000 W Chester St Suite 100, Milwaukee, WI 53214
Mailing Address
Phone number
(414) 856-7100
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 13,342,093 |
Red Flags
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Company Information
HILLTOP FINANCIAL ADVISORS
CRD#: 274030Milwaukee, WI 53214TRUST BUT VERIFY
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