Clayton A. Ripley

TOWN LAKE CAPITAL MANAGEMENT

Lakeway, TX 78735

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CRD#: 5672455

Professional summary

Clayton Alexander Ripley is a registered financial advisor currently at TOWN LAKE CAPITAL MANAGEMENT located in Lakeway, Texas.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Clayton has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Manager at Holt Wind Resources Buffalo Gap Capital Partners which is a 50% owner in BGCP Holdings I GP, LLC. BGCP Holdings I GP, LLC is the General Partner of BGCP Holdings I, LP and BGCP Holdings II, LP (collectively "BGCP Holdings"). Investment-related, 3503 Wild Cherry Drive Building 1 Lakeway, TX 78738, BGCP Holdings are pooled investment vehicles, manager, 80 hours/month, 3-6 hours during securities trading hours, manage fund portfolio Ripley Family Investments LLC, investment related, 3503 Wild Cherry Drive Building 1 Lakeway, TX 78738, family investment vehicle, Manager, 1/17/2017, 5 hours/month, 1 hour during securities trading hours, entity used for Mr. Ripley's family to personally invest

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Alexander Ripley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2014 - Present

TOWN LAKE CAPITAL MANAGEMENT

Office #1: 3503 Wild Cherry Dr. Building 1, Lakeway, TX 78735

RIA

CRD#: 173919

Lakeway, TX

Past

June 29, 2009 - March 10, 2015

BARES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114428

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/12/2015)

IAR

Texas
(12/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2009

Uniform Investment Adviser Law Examination

Current Firm

TOWN LAKE CAPITAL MANAGEMENT

RIPLEY CAPITAL MANAGEMENT LLC | TOWN LAKE CAPITAL MANAGEMENT | RIPLEY CAPITAL MANAGEMENT, LLC

CRD#: 173919 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/12/2015 Approved)

Nebraska

Registered Investment Advisory firm - (6/19/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3503 Wild Cherry Drive Building 1, Lakeway, TX 78738

Mailing Address

Phone number

(512) 772-2718

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 44,184,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clayton A. Ripley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Alexander Ripley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWN LAKE CAPITAL MANAGEMENT

BARES CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2009

Current Firm

TOWN LAKE CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOWN LAKE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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