Ashton G. Pankonin

PANKONIN FINANCIAL GROUP

Belle Plaine, MN 56011

Some features on this profile are disabled

CRD#: 5672392

Professional summary

Ashton Gene Pankonin, who also goes by Ashton G Pankonin, is a registered financial advisor currently at PANKONIN FINANCIAL GROUP located in Belle Plaine, Minnesota.

Ashton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ashton has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashton G Pankonin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PANKONIN ENTERPRISES LLC POSITION: Owner NATURE: LLC in which I own rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2015 ADDRESS: 320 S Walnut St, Belle Plaine MN 56011, United States DESCRIPTION: I own rental properties. So I have to deposit rent checks, pay bills, make sure buildings are being maitained, and negotiate leases. 2. ASHTON PANKONIN LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/06/2017 ADDRESS: 106 E Main St, Ste 104, Belle Plaine MN 56011, United States DESCRIPTION: Manage expenses and keep tax information gathered. 3. Independent Insurance Agent POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/2022 ADDRESS: 320 S Walnut St, Belle Plaine MN 56011, United States DESCRIPTION: Insurance sales and service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashton Gene Pankonin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2022 - Present

PANKONIN FINANCIAL GROUP

Office #1: 106 E Main St Suite 104, Belle Plaine, MN 56011

RIA

CRD#: 322520

Belle Plaine, MN

Past

May 1, 2017 - December 2, 2022

FOCUS FINANCIAL

RIA

CRD#: 116140

Belle Plaine, MN

Past

May 1, 2017 - December 5, 2022

OSAIC WEALTH, INC.

CRD#: 23131

BELLE PLAINE, MN

Past

December 13, 2013 - May 2, 2017

WADDELL & REED

RIA

CRD#: 866

BLOOMINGTON, MN

Past

December 13, 2013 - May 2, 2017

WADDELL & REED

CRD#: 866

BLOOMINGTON, MN

Past

August 3, 2009 - December 17, 2013

EDWARD JONES

RIA

CRD#: 250

BELLE PLAINE, MN

Past

July 20, 2009 - December 17, 2013

EDWARD JONES

CRD#: 250

BELLE PLAINE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2009

General Securities Representative Examination

Current Firm

PANKONIN FINANCIAL GROUP

ASHTON PANKININ LLC | PANKONIN FINANCIAL GROUP | ASHTON PANKONIN LLC

CRD#: 322520 / SEC#:

Minnesota

Registered Investment Advisory firm - (12/1/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

106 E Main St Suite 104, Belle Plaine, MN 56011

Mailing Address

Phone number

(952) 873-2703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	813
AUM (Assets Under Management)	$ 73,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Teddy Nganga

VANGUARD MARKETING CORPORATION

Scottsdale, AZ

Bruce Parmenter

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Southgate, MI

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ashton G. Pankonin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashton Gene Pankonin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANKONIN FINANCIAL GROUP

FOCUS FINANCIAL

OSAIC WEALTH, INC.

WADDELL & REED

WADDELL & REED

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2009

Current Firm

PANKONIN FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PANKONIN FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors