TD
Tyler A. Dolan
KEENAN FINANCIAL
BOSTON, MA 02114
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CRD#: 5672203
TD
Professional summary
Tyler A Dolan, CFP®, who also goes by Tyler Alexander Dolan, Tyler Dolan, is a registered financial advisor currently at KEENAN FINANCIAL located in Boston, Massachusetts.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tyler has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyler Alexander Dolan | Tyler Dolan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance license; investment-related; same address; Insurance; Agent; Start Date: 1/1/2019; 25 hours per month, all during securities trading hours; life, fixed, and index annuity sales.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler A Dolan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
December 20, 2018 - Present
KEENAN FINANCIAL
Office #1: 7 Bulfinch Place Suite 302, Boston, MA 02114RIA
CRD#: 285673
BOSTON, MA
Past
April 14, 2016 - March 20, 2017
SOCIETY OF GROWNUPS, LLC
RIA
CRD#: 171855
Brookline, MA
Past
March 20, 2015 - February 23, 2016
OSAIC FS, INC.
BD
CRD#: 3870
NEWBURYPORT, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(12/20/2018)
IAR
Texas(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Bulfinch Place Suite 302, Boston, MA 02114
Mailing Address
Phone number
(978) 270-1193
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,372 |
| AUM (Assets Under Management) | $ 148,022,968 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEENAN FINANCIAL
CRD#: 285673Boston, MA 02114TRUST BUT VERIFY
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