Kristopher T. Sharpe

BEHL WEALTH MANAGEMENT

Delafield, WI 53018

Some features on this profile are disabled

CRD#: 5671616

Professional summary

Kristopher T Sharpe, who also goes by Kris Sharpe, is a registered financial advisor currently at BEHL WEALTH MANAGEMENT located in Delafield, Wisconsin.

Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kristopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kris Sharpe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHARPE HOME IMPROVEMENT LLC POSITION: Owner/President NATURE: Single Member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2017 ADDRESS: 1315 Georges Ave, Brookfield WI 53045, United States DESCRIPTION: Management/Contractor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher T Sharpe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

BEHL WEALTH MANAGEMENT

Office #1: 524 Milwaukee St Suite 325, Delafield, WI 53018

RIA

CRD#: 300281

Delafield, WI

Past

September 22, 2015 - February 1, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HARTLAND, WI

Past

September 10, 2015 - February 1, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HARTLAND, WI

Past

May 7, 2015 - August 6, 2015

WEALTHSPIRE ADVISORS

RIA

CRD#: 168095

DELAFIELD, WI

Past

November 25, 2014 - May 5, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

DELAFIELD, WI

Past

March 31, 2014 - May 5, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

DELAFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2014

General Securities Representative Examination

Current Firm

BEHL WEALTH MANAGEMENT

BEHL WEALTH MANAGEMENT | BEHL WEALTH MANAGEMENT, LLC

CRD#: 300281 / SEC#:

Illinois

Registered Investment Advisory firm - (7/29/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/17/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

524 Milwaukee St Suite 325, Delafield, WI 53018

Mailing Address

Phone number

(262) 275-4025

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 40,188,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kristopher T. Sharpe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher T Sharpe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEHL WEALTH MANAGEMENT

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WEALTHSPIRE ADVISORS

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2014

Current Firm

BEHL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEHL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors