Sean (. Guldi

B&C FINANCIAL ADVISORS

PONTE VEDRA BEACH, FL 32082

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CRD#: 5671586

Professional summary

Sean (nmn) Guldi, CFP®, who also goes by Sean Guldi, is a registered financial advisor currently at B&C FINANCIAL ADVISORS located in Ponte Vedra Beach, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sean has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Guldi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

110 Professional, LLC, 110 Professional Drive, Suite 101, Ponte Vedra Beach, FL 32081 Established for the purpose of Real Estate Investment Managers Relationship started 10/28/2020 Approximate hours/month devoted to LLC (2-3 hours) Hours devoted to LLC during securities trading hours (0 - 1 hour) Duties - Building management, account payables, accounting/tax prep

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean (nmn) Guldi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 9, 2013 - Present

B&C FINANCIAL ADVISORS

Office #1: 110 Professional Drive Suite 101, Ponte Vedra Beach, FL 32082

RIA

CRD#: 110295

PONTE VEDRA BEACH, FL

Past

January 26, 2010 - April 23, 2013

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

HEATHROW, FL

Past

July 24, 2009 - April 23, 2013

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

HEATHROW, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

B&C FINANCIAL ADVISORS

B&C FINANCIAL | BUTENSKY & COHEN FINANCIAL SECURITY INC | B&C FINANCIAL ADVISORS

CRD#: 110295 / SEC#: 801-55533

RIA

Registered Investment Advisory firm - (5/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2009

General Securities Representative Examination

Current Firm

B&C FINANCIAL ADVISORS

B&C FINANCIAL | BUTENSKY & COHEN FINANCIAL SECURITY INC | B&C FINANCIAL ADVISORS

CRD#: 110295 / SEC#: 801-55533

RIA

Registered Investment Advisory firm - (5/13/1998 Approved)

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Contact information

Main Address

110 Professional Drive Suite 101, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(904) 273-9850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE - ADV PART 2 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,257
AUM (Assets Under Management)	$ 546,222,099

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/21/2025	Cover Page	Report
10/21/2024	Cover Page	Report
11/30/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean (. Guldi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean (nmn) Guldi's CRS (Customer Relationship Summary).

Certified licenses

Experience

B&C FINANCIAL ADVISORS

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

Primary Firm SEC Registration

B&C FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2009

Series 7

Date: 7/23/2009

Current Firm

B&C FINANCIAL ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

B&C FINANCIAL ADVISORS

TRUST BUT VERIFY

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