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AM

Alex C. Meintel

DIVIDEND ASSETS CAPITAL
Ridgeland, SC 29936-8126
Some features on this profile are disabled
CRD#: 5671568
AM

Professional summary

Alex Charles Meintel is a registered financial advisor currently at DIVIDEND ASSETS CAPITAL, LLC located in Ridgeland, South Carolina.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Alex has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 86, Series 87, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Charles Meintel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2021 - Present

DIVIDEND ASSETS CAPITAL, LLC

Office #1: 58 Riverwalk Blvd., Ridgeland, SC 29936-8126
RIA
CRD#: 129973
Ridgeland, SC
Past

November 12, 2018 - October 14, 2021

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

April 16, 2013 - October 25, 2018

RENAISSANCE MACRO SECURITIES, LLC

BD
CRD#: 163927
NEW YORK, NY
Past

November 3, 2011 - April 12, 2013

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

March 28, 2011 - October 31, 2011

PULSE TRADING, INC.

BD
CRD#: 104022
NEW YORK, NY
Past

June 4, 2009 - February 14, 2011

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

BD
CRD#: 28195
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVIDEND ASSETS CAPITAL, LLC
DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(11/5/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/5/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/2/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 86
Date: 3/28/2024
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 3/28/2024
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2009
General Securities Representative Examination

Current Firm

DA
DIVIDEND ASSETS CAPITAL, LLC
DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)
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Contact information

Main Address
58 Riverwalk Blvd., Ridgeland, SC 29936-8126
Mailing Address
Phone number
(843) 645-9700
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts739
AUM (Assets Under Management)$ 620,050,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIVIDEND ASSETS CAPITAL, LLC

CRD#: 129973Ridgeland, SC 29936-8126

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