William W. Smith
Professional summary
William Willard Smith IV, who also goes by William Willard Smith, William Willard Smith IV, William Smith, is a registered financial advisor currently at HARMONT FIXED INCOME, LLC located in Phoenix, Arizona.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Willard Smith IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2022 - Present
HARMONT FIXED INCOME, LLC
December 11, 2012 - March 29, 2022
TEMPLETON FINANCIAL SERVICES INC.
September 24, 2010 - September 12, 2012
EDWARD JONES
December 18, 2009 - August 30, 2010
FIRST CLEARING, LLC
July 13, 2009 - August 30, 2010
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
HARMONT FIXED INCOME, LLC
CRD#: 321151 / SEC#: 801-131552
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/11/2022)
Exams
Current Firm
HARMONT FIXED INCOME, LLC
CRD#: 321151 / SEC#: 801-131552
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 132,594,000 |
Red Flags
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