WH
William B. Heck
CETERA INVESTMENT ADVISERS LLC
CORVALLIS, OR 97330
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CRD#: 5671295
WH
Professional summary
William Bryan Heck, who also goes by Bill Heck, William B Heck, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Corvallis, Oregon and CETERA WEALTH SERVICES, LLC located in Corvallis, Oregon.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Heck | William B Heck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) William Heck~2703 SW Titleist Circle~Corvallis~OR~97333~Rental Property Owner/Management~Department Manager~6/1/2004~5hrs~5hrs~my wife and I own the office building that I operate out of 2) Tax Debt Strategies LLC~2334 NW Professional Dr~Corvallis~OR~97330~Accounting Services/Tax Preparation~Owner~8/4/2017~0hrs~0hrs~No duties at this time. Just an owner. 3) Fiduciary Appointment-Trustee~4221 SW Research Way~Corvallis~OR~97333~6/8/2020~I anticipate 2 hours monthly.hrs~I anticipate 2 hours monthly. However, I will not be trading for the trust.hrs~Additional check signer. 4) Fiduciary Appointment-Trustee~4221 SW Research Way~Corvallis~OR~97333~6/8/2020~I anticipate 2 hours per month.hrs~I anticipate 2 hours per month. However, I will not have any time trading for the trust.hrs~Additional signer on checking account 5) Fiduciary Appointment-Trustee~4221 SW Research Way~Corvallis~OR~97333~6/8/2020~I anticipate 2 hours per month.hrs~I anticipate 2 hours per month. However, I will not be conducting any trading for the trust.hrs~Additional signer on checking account. 6) Fiduciary Appointment-Trustee~4221 SW Research Way~Corvallis~OR~97333~6/8/2020~I anticipate two hours per month.hrs~I anticipate two hours per month. However, I will be doing no trading for this activity.hrs~I will act as an additional signer on the checking account. 7) MICKEY RILEY FOUNDATION, INC POSITION: Treasurer NATURE: Board Position/Officer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2012 ADDRESS: 2780 SE Harrison #202, Milwaukie OR 97222, United States DESCRIPTION: I help the entity with budgeting and fundraising. On a couple of occassions I have signed checks for the entity. This is rare however. President signs 99% of the checks. 8) WILLIAM B HECK CPA, PC POSITION: President NATURE: Tax Preparation/Accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/1990 ADDRESS: 2338 NW Professional Dr, Corvallis OR 97330, United States DESCRIPTION: provide tax, accounting, and business consulting services for clients. 9) NAME OF OTHER BUSINESS: TAX & WEALTH MANAGEMENT, LLP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 01/2011; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 7; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND FINANCIAL SERVICES/WEALTH ADVISORY ; 10) FINANCIAL SERVICES PRACTICE, LLC POSITION: Partner NATURE: Accounting/Bookkeeping (No tax preparation) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2334 NW Professional Dr, Corvallis OR 97330, United States DESCRIPTION: I have no responsibilities, i am just an owner. I do not perform any services for this OBA. 11)HECK & BARRY, LLP POSITION: Partner NATURE: This company was my former CPA practice that is the owner of Tax & Wealth Management, LLP. No business activity with the public is transacted within this company. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 2334 NW Professional Dr, Corvallis OR 97330, United States DESCRIPTION: I am strictly just a 50% of this company that owns 50% of Tax & Wealth Management, LLP. No business with the public is transmitted within this ownership entity.
CRS (Client Relationship Summary) - RIA
Click below to view William Bryan Heck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2338 Nw Professional Dr, Corvallis, OR 97330RIA
CRD#: 105644
CORVALLIS, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2334 Nw Professional Drive, Corvallis, OR 97330BD
CRD#: 13572
CORVALLIS, OR
Past
March 15, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CORVALLIS, OR
Past
August 20, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CORVALLIS, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2025)
RR
California(9/5/2025)
RR
Indiana(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
RR
South Carolina(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Corvallis, OR 97330TRUST BUT VERIFY
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