Alexander Diment
Professional summary
Alexander Diment, who also goes by Alex Diment, Alexander J Diment, Alexander James Diment N/a, Alexander James Diment, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Portland, Oregon.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2011. Alexander has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Diment's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209May 20, 2021 - February 18, 2022
LION STREET FINANCIAL, LLC
May 18, 2015 - April 30, 2021
JOHN HANCOCK DISTRIBUTORS LLC
April 15, 2013 - April 9, 2015
TRUIST INVESTMENT SERVICES, INC.
March 26, 2013 - April 9, 2015
TRUIST INVESTMENT SERVICES, INC.
September 14, 2011 - August 23, 2012
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2022)
(8/11/2022)
Exams
FINRA
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
