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MD

Michele K. Dunbar

DUNBAR ASSOCIATES
MONROE, CT 06468
Some features on this profile are disabled
CRD#: 5671270
MD
Michele Kristine DunbarDUNBAR ASSOCIATES

Professional summary

Michele Kristine Dunbar, who also goes by Michelle Dunbar, is a registered financial advisor currently at DUNBAR ASSOCIATES, LLC located in Monroe, Connecticut and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michele has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Michelle Dunbar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Kristine Dunbar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

DUNBAR ASSOCIATES, LLC

Office #1: 71 Turkey Roost Road, Monroe, CT 06468
RIA
CRD#: 323134
MONROE, CT
Current

June 18, 2026 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307
BD
CRD#: 47770
STATEN ISLAND, NY
Past

March 8, 2021 - July 9, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
MONROE, CT
Past

September 16, 2020 - July 9, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
MONROE, CT
Past

October 12, 2009 - April 16, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
MELVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DUNBAR ASSOCIATES, LLC
DUNBAR ASSOCIATES, LLC

CRD#: 323134 / SEC#: 801-126791

RIA
Registered Investment Advisory firm - (10/27/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/18/2026)
IAR
Connecticut
(7/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/31/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/10/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DA
DUNBAR ASSOCIATES, LLC
DUNBAR ASSOCIATES, LLC

CRD#: 323134 / SEC#: 801-126791

RIA
Registered Investment Advisory firm - (10/27/2022 Approved)
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Contact information

Main Address
71 Turkey Roost Road, Monroe, CT 06468
Mailing Address
Phone number
(203) 880-5716
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DUNBAR ASSOCIATES DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/7/2025)

Regulatory assets under management

Total Number of Accounts302
AUM (Assets Under Management)$ 267,053,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DUNBAR ASSOCIATES, LLC

CRD#: 323134Monroe, CT 06468

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Contact information

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