Jeff T. Raithel
Professional summary
Jeff Thomas Raithel, who also goes by Jeffrey Raithel, is a registered financial professional currently at GLC SECURITIES, LLC located in Los Angeles, California.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2009. Jeff has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Thomas Raithel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2022 - Present
GLC SECURITIES, LLC
Office #1: 1900 Avenue Of The Stars Suite 1270, Los Angeles, CA 90067October 1, 2019 - July 12, 2022
DUCERA SECURITIES LLC
December 6, 2017 - October 1, 2019
HOULIHAN LOKEY CAPITAL, INC.
August 17, 2009 - April 29, 2014
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2022)
(8/22/2022)
(8/22/2022)
Exams
FINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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