Wesley D. Mcneil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Dale Mcneil, who also goes by Wes Mcneil, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2009. Wesley had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2017 - November 3, 2017
KALOS MANAGEMENT
October 1, 2014 - March 8, 2017
BEACON CAPITAL MANAGEMENT, LLC
September 26, 2013 - November 3, 2017
KALOS CAPITAL, INC.
October 10, 2012 - July 31, 2013
NEXT FINANCIAL GROUP, INC.
October 10, 2012 - July 31, 2013
NEXT FINANCIAL GROUP, INC.
April 2, 2012 - November 7, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 2, 2012 - November 7, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 26, 2011 - May 31, 2012
BEACON CAPITAL MANAGEMENT, LLC
January 14, 2010 - April 2, 2012
MADISON AVENUE SECURITIES, LLC
January 14, 2010 - April 2, 2012
MADISON AVENUE SECURITIES, LLC
August 13, 2009 - October 27, 2009
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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