Mark T. Meredith

MEREDITH WEALTH PLANNING

Maryville, IL 62062

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CRD#: 5669758

Professional summary

Mark Thomas Meredith, CFP®, who also goes by Mark Meredith, is a registered financial advisor currently at MEREDITH WEALTH PLANNING located in Maryville, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Social Security Planning

Retirement Planning

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Mark Meredith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Meredith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

March 6, 2019 - Present

MEREDITH WEALTH PLANNING

Office #1: 6300 East Main Street, Maryville, IL 62062

RIA

CRD#: 300019

Maryville, IL

Past

November 25, 2011 - March 6, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

GLEN CARBON, IL

Past

November 16, 2011 - March 6, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GLEN CARBON, IL

Past

July 15, 2011 - November 17, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

EDWARDSVILLE, IL

Past

June 21, 2011 - November 17, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

EDWARDSVILLE, IL

Past

January 24, 2011 - May 5, 2011

PRUCO SECURITIES, LLC.

CRD#: 5685

SWANSEA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEREDITH WEALTH PLANNING

MEREDITH WEALTH PLANNING | MEREDITH WEALTH PLANNING LLC

CRD#: 300019 / SEC#: 801-122113

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

Illinois

Registered Investment Advisory firm - (9/30/2021 Terminated)

Missouri

Registered Investment Advisory firm - (8/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/7/2024)

IAR

Illinois
(3/6/2019)

IAR

Missouri
(9/20/2019)

IAR

Texas
(9/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/21/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MEREDITH WEALTH PLANNING

MEREDITH WEALTH PLANNING | MEREDITH WEALTH PLANNING LLC

CRD#: 300019 / SEC#: 801-122113

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

Illinois

Registered Investment Advisory firm - (9/30/2021 Terminated)

Missouri

Registered Investment Advisory firm - (8/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/19/2021 Terminated)

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Contact information

Main Address

6300 East Main Street, Maryville, IL 62062

Mailing Address

Phone number

(618) 744-6755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 334,064,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark T. Meredith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Meredith's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MEREDITH WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2011

Series 63

Date: 2/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2011

Series 6

Date: 1/21/2011

Current Firm

MEREDITH WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEREDITH WEALTH PLANNING

TRUST BUT VERIFY

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