RO
Ryan M. Overhoff
SCHWAB WEALTH ADVISORY
Wildwood, MO
Some features on this profile are disabled
CRD#: 5668277
RO
Professional summary
Ryan M Overhoff, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Wildwood, Missouri and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
University of Missouri - St. Louis | Investment Related: No | 1 University Blvd, Saint Louis, MO 63121 ; USA | Education | Finance & Legal Studies Advisory Board Member | 01-19-2023 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | As a member of the Finance Department board, I am responsible for advising the University on curriculum & instruction, student engagement, and development & community engagement. My role will provide feedback on relevancy of curriculum material to today's financial services industry.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan M Overhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 5, 2022 - Present
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Wildwood, MO
Current
January 25, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482RIA
BD
CRD#: 5393
Indianapolis, IN
Past
January 25, 2022 - March 28, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
St Louis, MO
Past
August 11, 2010 - May 9, 2022
TD AMERITRADE, INC.
RIA
CRD#: 7870
CHESTERFIELD, MO
Past
August 11, 2010 - May 9, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
CHESTERFIELD, MO
Past
August 11, 2010 - May 9, 2022
TD AMERITRADE, INC.
BD
CRD#: 7870
CHESTERFIELD, MO
Past
July 20, 2009 - January 20, 2010
EDWARD JONES
RIA
CRD#: 250
ST LOUIS, MO
Past
July 6, 2009 - January 20, 2010
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/25/2022)
RR
Alaska(2/4/2022)
RR
Arizona(1/25/2022)
RR
Arkansas(1/25/2022)
RR
California(1/25/2022)
RR
Colorado(1/25/2022)
RR
Connecticut(1/25/2022)
RR
Delaware(1/25/2022)
RR
District of Columbia(1/25/2022)
RR
Florida(1/25/2022)
RR
Georgia(1/25/2022)
RR
Hawaii(1/25/2022)
RR
Idaho(1/25/2022)
RR
Illinois(1/25/2022)
RR
Indiana(2/9/2022)
RR
Iowa(1/25/2022)
RR
Kansas(1/25/2022)
RR
Kentucky(1/25/2022)
RR
Louisiana(1/25/2022)
RR
Maine(1/25/2022)
RR
Maryland(1/25/2022)
RR
Massachusetts(2/28/2022)
RR
Michigan(1/25/2022)
RR
Minnesota(1/25/2022)
RR
Mississippi(1/25/2022)
RR
Missouri(1/25/2022)
IAR
Missouri(5/5/2022)
RR
Montana(1/25/2022)
RR
Nebraska(2/1/2022)
RR
Nevada(5/9/2022)
RR
New Hampshire(1/25/2022)
RR
New Jersey(1/25/2022)
RR
New Mexico(1/25/2022)
RR
New York(1/25/2022)
RR
North Carolina(5/9/2022)
RR
North Dakota(1/25/2022)
RR
Ohio(1/26/2022)
RR
Oklahoma(1/25/2022)
RR
Oregon(2/14/2022)
RR
Pennsylvania(2/25/2022)
RR
Puerto Rico(1/25/2022)
RR
Rhode Island(1/25/2022)
RR
South Carolina(1/25/2022)
RR
South Dakota(1/25/2022)
RR
Tennessee(1/25/2022)
RR
Texas(1/25/2022)
RR
Utah(1/27/2022)
RR
Vermont(1/25/2022)
RR
Virgin Islands(1/25/2022)
RR
Virginia(2/28/2022)
RR
Washington(1/25/2022)
RR
West Virginia(3/7/2022)
RR
Wisconsin(1/25/2022)
RR
Wyoming(1/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
