Andrew J. Montgomery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew J Montgomery was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2012. Andrew had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2023 - July 10, 2026
LBMZ SECURITIES, INC.
September 3, 2020 - July 16, 2026
ZACKS INVESTMENT MANAGEMENT, INC.
May 21, 2013 - June 10, 2019
LBMZ SECURITIES, INC.
November 15, 2012 - August 26, 2019
ZACKS INVESTMENT MANAGEMENT, INC.
February 13, 2012 - July 16, 2012
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/9/2023
General Securities Representative ExaminationCurrent Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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