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Shane Tyler Wissmann

Shane T. Wissmann

ALLEN CAPITAL GROUP
Grand Island, NE 68803
Some features on this profile are disabled
CRD#: 5667984
Shane Tyler Wissmann

Professional summary

Shane Tyler Wissmann, CFP® is a registered financial advisor currently at ALLEN CAPITAL GROUP, LLC located in Grand Island, Nebraska.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Shane has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Tyler Wissmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

January 9, 2019 - Present

ALLEN CAPITAL GROUP, LLC

Office #1: 3540 Prairieview Street Suite 200, Grand Island, NE 68803
RIA
CRD#: 135879
Grand Island, NE
Past

January 2, 2015 - January 4, 2019

NOVEM GROUP

RIA
CRD#: 158964
GRAND ISLAND, NE
Past

July 11, 2011 - December 31, 2014

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
GRAND ISLAND, NE
Past

May 21, 2010 - July 5, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA
CRD#: 112697
HOLBROOK, NY
Past

May 3, 2010 - December 7, 2018

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
KEARNEY, NE
Past

July 10, 2009 - May 5, 2010

OSAIC SERVICES, INC.

RIA
CRD#: 133763
GRAND ISLAND, NE
Past

June 4, 2009 - May 5, 2010

OSAIC SERVICES, INC.

BD
CRD#: 133763
GRAND ISLAND, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(1/9/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/25/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/9/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/2009
General Securities Representative Examination

Current Firm

AC
ALLEN CAPITAL GROUP, LLC
ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA
Registered Investment Advisory firm - (7/15/2005 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3540 Prairieview Street Suite 200, Grand Island, NE 68803
Mailing Address
Phone number
(308) 385-1500
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts6,558
AUM (Assets Under Management)$ 1,223,235,037

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/03/2025
Cover Page
Report
11/25/2024
Cover Page
Report
11/17/2023
Cover Page
Report
12/16/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN CAPITAL GROUP, LLC

CRD#: 135879Grand Island, NE 68803

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