David M. Weeks

T. ROWE PRICE ASSOCIATES

COLORADO SPRINGS, CO 80920

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CRD#: 5667975

Professional summary

David Morton Weeks is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Colorado Springs, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morton Weeks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2019 - Present

T. ROWE PRICE ASSOCIATES, INC.

Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920

RIA

CRD#: 105496

COLORADO SPRINGS, CO

Current

January 9, 2017 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920

CRD#: 8348

Colorado Springs, CO

Past

October 15, 2018 - March 6, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

February 3, 2011 - December 6, 2016

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

SANTA FE, NM

Past

February 3, 2011 - December 6, 2016

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

July 28, 2009 - September 14, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SANTA FE, NM

Past

June 26, 2009 - September 14, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/13/2017)

Alaska
(1/9/2017)

Arizona
(1/9/2017)

Arkansas
(1/10/2017)

California
(1/9/2017)

Colorado
(1/16/2017)

IAR

Colorado
(3/4/2019)

Connecticut
(1/9/2017)

Delaware
(1/23/2017)

District of Columbia
(1/11/2017)

Florida
(1/10/2017)

Georgia
(1/12/2017)

Hawaii
(1/9/2017)

Idaho
(1/9/2017)

Illinois
(1/9/2017)

Indiana
(1/13/2017)

Iowa
(1/12/2017)

Kansas
(1/23/2017)

Kentucky
(1/10/2017)

Louisiana
(1/9/2017)

Maine
(1/10/2017)

Maryland
(1/11/2017)

Massachusetts
(1/10/2017)

Michigan
(1/11/2017)

Minnesota
(1/9/2017)

Mississippi
(1/17/2017)

Missouri
(3/15/2017)

Montana
(1/9/2017)

Nebraska
(1/10/2017)

Nevada
(1/20/2017)

New Hampshire
(1/9/2017)

New Jersey
(1/10/2017)

New Mexico
(1/9/2017)

New York
(1/23/2017)

North Carolina
(1/13/2017)

North Dakota
(1/9/2017)

Ohio
(1/9/2017)

Oklahoma
(1/18/2017)

Oregon
(1/31/2017)

Pennsylvania
(1/10/2017)

Puerto Rico
(1/13/2017)

Rhode Island
(1/10/2017)

South Carolina
(1/11/2017)

South Dakota
(1/17/2017)

Tennessee
(1/17/2017)

Texas
(1/9/2017)

Utah
(1/11/2017)

Vermont
(1/17/2017)

Virgin Islands
(1/11/2017)

Virginia
(1/18/2017)

Washington
(1/17/2017)

West Virginia
(1/24/2017)

Wisconsin
(1/10/2017)

Wyoming
(1/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

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Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

Phone number

(410) 345-2000

Established

Firm type

Fiscal year end

# of Employees

3,947

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE ASSOCIATES, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,924
AUM (Assets Under Management)	$ 1,934,233,243,730

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Weeks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Morton Weeks's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

T. ROWE PRICE ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2009

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ASSOCIATES, INC.

TRUST BUT VERIFY

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