JK
Joyce L. Kelley
GLOBAL VIEW CAPITAL MANAGEMENT LLC
HOMEWOOD, IL 60430
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CRD#: 5667621
JK
Professional summary
Joyce L Kelley, who also goes by Joyce Kelley, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Homewood, Illinois.
Joyce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joyce has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joyce Kelley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05.27.2013; APPROX. 85 ADVISORY HRS/MONTH; APPROX. 80 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTER ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2013; APPROX. 85 HRS/MONTH; APPROX. 80 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 06.05.2023; APPROX. 30 HRS/MONTH; APPROX. 25 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [4] JOYCE L KELLEY is a BOARD MEMBER of MEMBERSHIP COMMITTEE at SOUTH SUBURBAN SMALL BUSINESS ASSOCIATION; INVESTMENT RELATED; No; STARTED: 01-04-2024; APPROX. 6 HRS/MONTH; APPROX. 4 HRS/MONTH DURING SECURIITES TRADING HOURS; RESPONSIBILITIES: HELP MAKE DECISIONS ABOUT MEMBERSHIPS AND EVENTS THAT IMPACT THE MEMBERSHIP. [5] BOARD MEMBER, MEMBERSHIP COMMITTEE; SOUTH SUBURBAN SMALL BUSINESS ASSOCIATION; NOT INVESTMENT RELATED; RESPONSIBILITIES: HELP MAKE DECISIONS ABOUT MEMBERSHIPS AND EVENTS THAT IMPACT THE MEMBERSHIP; STARTED: 01-04-2024; APPROX. 6 HRS/MONTH; APPROX. 4 HRS/MONTH DURING SECURIITES TRADING HOURS; [6] Living Trust; investment related: No; Chicago IL 60643; Executor of Mother's Living Trust.; Executor; Ensure Mother's wishes are executed upon death or terminal illness.; Start date with business: 2024-01-01; 0 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Joyce L Kelley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2015 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 2024 Hickory Road Suite 102, Homewood, IL 60430RIA
CRD#: 158292
HOMEWOOD, IL
Past
January 2, 2014 - May 30, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MERRILLVILLE, IN
Past
November 8, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
MERRILLVILLE, IN
Past
September 28, 2009 - November 8, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
MERRILLVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/13/2015)
IAR
Texas(6/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Homewood, IL 60430TRUST BUT VERIFY
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