Paul J. Nobels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Nobels, who also goes by Paul Joseph Nobels Jr, Paul Joseph Nobels, Paul Joseph Nobels Jr, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2009. Paul had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - December 31, 2016
FORESTERS EQUITY SERVICES, INC.
January 12, 2016 - May 24, 2017
FORESTERS EQUITY SERVICES, INC.
October 17, 2012 - December 31, 2015
VOYA FINANCIAL ADVISORS, INC.
October 1, 2012 - December 31, 2015
VOYA FINANCIAL ADVISORS, INC.
August 2, 2012 - October 1, 2012
NEW ENGLAND SECURITIES
June 14, 2012 - October 1, 2012
NEW ENGLAND SECURITIES
June 4, 2010 - June 13, 2012
PRUCO SECURITIES, LLC.
July 7, 2009 - June 13, 2012
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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