Benjamin E. Rathfon

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

PITTSBURGH, PA 15222

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CRD#: 5667412

Professional summary

Benjamin Eric Rathfon, AIF®, who also goes by Benjamin Rathfon, is a registered financial advisor currently at HENDERSON BROTHERS FINANCIAL PARTNERS LLC located in Pittsburgh, Pennsylvania and LPL FINANCIAL LLC located in Pittsburgh, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Rathfon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Henderson Brothers; Not investment-related; 920 Fort Duquesne Blvd Pittsburgh, PA 15222; Insurance Agency; Shareholder; 10/1/25; 0 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Eric Rathfon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 3, 2025 - Present

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

Office #1: 920 Fort Duquesne Boulevard, Pittsburgh, PA 15222

RIA

CRD#: 333732

PITTSBURGH, PA

Current

May 9, 2016 - Present

LPL FINANCIAL LLC

Office #1: 920 Fort Duquesne Blvd, Pittsburgh, PA 15222-3602

RIA

CRD#: 6413

Pittsburgh, PA

Past

April 4, 2017 - March 9, 2025

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Pittsburgh, PA

Past

May 10, 2016 - July 17, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

July 17, 2013 - September 8, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

July 16, 2013 - September 8, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

October 3, 2011 - August 16, 2012

WADDELL & REED

CRD#: 866

PITTSBURGH, PA

Past

January 12, 2011 - July 7, 2011

MORGAN STANLEY

RIA

CRD#: 149777

PITTSBURG, PA

Past

October 13, 2010 - July 7, 2011

MORGAN STANLEY

CRD#: 149777

PITTSBURG, PA

Past

December 11, 2009 - August 24, 2010

HEFREN-TILLOTSON, INC.

CRD#: 53

WEXFORD, PA

Past

May 19, 2009 - October 21, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

CRD#: 333732 / SEC#: 801-131774

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/31/2023)

Florida
(7/9/2021)

Ohio
(7/29/2024)

Pennsylvania
(5/10/2016)

IAR

Pennsylvania
(3/3/2025)

South Carolina
(10/17/2023)

Texas
(3/28/2022)

IAR

Texas
(3/3/2025)

West Virginia
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

CRD#: 333732 / SEC#: 801-131774

RIA

Registered Investment Advisory firm - (1/10/2025 Approved)

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Contact information

Main Address

920 Fort Duquesne Boulevard, Pittsburgh, PA 15222

Mailing Address

Phone number

(412) 261-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBFP ADV BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts	1,349
AUM (Assets Under Management)	$ 327,345,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin E. Rathfon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Eric Rathfon's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WADDELL & REED

MORGAN STANLEY

MORGAN STANLEY

HEFREN-TILLOTSON, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2011

Series 63

Date: 6/23/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2010

Series 6

Date: 5/18/2009

FINRA

Current Firm

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENDERSON BROTHERS FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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