RA
Rishi R. Agrawal
ICICI SECURITIES
Singapore, 049315
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CRD#: 5667378
RA
Professional summary
Rishi Ratanlal Agrawal is a registered financial professional currently at ICICI SECURITIES INC. .
Rishi is registered as a RR (Registered Representative) and started their career in finance in 2010. Rishi has worked at 1 firm and has passed the SIE and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rishi Ratanlal Agrawal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2010 - Present
ICICI SECURITIES INC.
Office #1: 10 Collyer Quay, #40-92 Ocean Financial Centre, Singapore 049315BD
CRD#: 104285
Singapore,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/22/2011
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
IS
ICICI SECURITIES INC.
ICICI SECURITIES INC.
CRD#: 104285 / SEC#: , 8-52746
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(212) 388-0677
Established
Delaware since 06/13/2000
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ICICI SECURITIES INC.
CRD#: 104285Singapore 049315TRUST BUT VERIFY
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