Edward M. Regan Jr
Professional summary
Edward Murray Regan Jr Jr, who also goes by Edward Murray Regan Jr, Edward Regan, Edward Murray Regan Jr, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Houston, Texas.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2009. Edward has worked at 3 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Murray Regan Jr Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2024 - Present
PNC CAPITAL MARKETS LLC
Office #1: 609 Main Street Suite 2700, Houston, TX 77002April 13, 2010 - May 15, 2012
J.P. MORGAN SECURITIES LLC
April 13, 2010 - June 15, 2012
J.P. MORGAN SECURITIES LLC
August 18, 2009 - March 29, 2010
EQUITABLE ADVISORS, LLC
May 25, 2009 - March 29, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2024)
Exams
Series 79TO
Date: 7/2/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/2/2024
General Securities Representative ExaminationFINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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Company Information
PNC CAPITAL MARKETS LLC
CRD#: 15647Houston, TX 77002TRUST BUT VERIFY
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