Eduardo F. Karpat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Felipe Karpat was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2009. Eduardo had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2025 - August 19, 2025
OLD CITY SECURITIES LLC
December 13, 2017 - March 24, 2023
OLD CITY SECURITIES LLC
July 3, 2009 - October 16, 2012
OSCAR GRUSS & SON INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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