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RC

Robert E. Clifford

T CAPITAL FUNDING
Altamonte Springs, FL 32701
Some features on this profile are disabled
CRD#: 5666876
RC

Professional summary

Robert Edward Clifford is a registered financial professional currently at T CAPITAL FUNDING, LLC located in Altamonte Springs, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Edward Clifford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2009 - Present

T CAPITAL FUNDING, LLC

Office #1: 600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
BD
CRD#: 128179
Altamonte Springs, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(12/11/2009)
RR
New York
(12/11/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 9/9/2009
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
T CAPITAL FUNDING, LLC
T CAPITAL FUNDING, LLC | TAURUS CAPITAL FUNDING, LLC

CRD#: 128179 / SEC#: , 8-66106

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
Mailing Address
600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
Phone number
(321) 280-5235
Established
Massachusetts since 01/30/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TAURUS INVESTMENT HOLDINGS, LLCMEMBER
ALVAREZ, ENRIQUEFINOP4622342
CLARKE, AMBER RUTHCCO, AMLCO, CEO5524021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

T CAPITAL FUNDING, LLC

CRD#: 128179Altamonte Springs, FL 32701

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