Erik C. Smith

WEALTH DIMENSIONS GROUP, LTD.

Cincinnati, OH 45249

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CRD#: 5666613

Professional summary

Erik Christopher Smith, CFP®, who also goes by Erik C Smith, is a registered financial advisor currently at WEALTH DIMENSIONS GROUP, LTD. located in Cincinnati, Ohio and WEALTH DIMENSIONS FAMILY OFFICE, INC located in Cincinnati, Ohio.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Erik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik C Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Christopher Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 22, 2017 - Present

WEALTH DIMENSIONS GROUP, LTD.

Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249

RIA

CRD#: 107618

Cincinnati, OH

Current

September 29, 2022 - Present

WEALTH DIMENSIONS FAMILY OFFICE, INC

Office #1: 7870 E Kemper Road Suite 210, Cincinnati, OH 45249

RIA

CRD#: 266787

Cincinnati, OH

Past

August 10, 2015 - February 29, 2016

PINNACLE WEALTH MANAGEMENT, INC.

RIA

CRD#: 121065

WEST CHESTER, OH

Past

August 5, 2015 - February 29, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

WEST CHESTER, OH

Past

January 7, 2011 - July 20, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

October 26, 2010 - July 20, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2010

General Securities Representative Examination

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

SPECTRUM ADVISORY SERVICES LLC | WEALTH DIMENSIONS GROUP, LTD. | SPECTRUM FINANCIAL ADVISORS, LLC

CRD#: 107618 / SEC#: 801-37668

RIA

Registered Investment Advisory firm - (11/8/1990 Approved)

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Contact information

Main Address

7870 E Kemper Road Suite 210, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 554-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH DIMENSIONS GROUP FORM ADV PART 2A (MARCH 2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,466
AUM (Assets Under Management)	$ 1,025,066,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik C. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Christopher Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH DIMENSIONS FAMILY OFFICE, INC

PINNACLE WEALTH MANAGEMENT, INC.

SECURITIES AMERICA, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WEALTH DIMENSIONS GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2010

SIE

Date: 2/29/2016

Series 7

Date: 10/25/2010

Current Firm

WEALTH DIMENSIONS GROUP, LTD.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH DIMENSIONS GROUP, LTD.

TRUST BUT VERIFY

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