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Patrick B. Flood

BIGELOW INVESTMENT ADVISORS
Portland, ME 04101
Some features on this profile are disabled
CRD#: 5666385
PF

Professional summary

Patrick Benjamin Flood, CFP® is a registered financial advisor currently at BIGELOW INVESTMENT ADVISORS, LLC located in Portland, Maine.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Patrick has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Benjamin Flood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 11, 2017 - Present

BIGELOW INVESTMENT ADVISORS, LLC

Office #1: 2 Monument Square, Portland, ME 04101
RIA
CRD#: 143733
Portland, ME
Past

July 1, 2009 - August 25, 2017

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
PORTLAND, ME
Past

May 19, 2009 - August 25, 2017

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BIGELOW INVESTMENT ADVISORS, LLC
BIGELOW INVESTMENT ADVISORS, LLC

CRD#: 143733 / SEC#: 801-67875

RIA
Registered Investment Advisory firm - (5/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(9/11/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/11/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2009
General Securities Representative Examination

Current Firm

BI
BIGELOW INVESTMENT ADVISORS, LLC
BIGELOW INVESTMENT ADVISORS, LLC

CRD#: 143733 / SEC#: 801-67875

RIA
Registered Investment Advisory firm - (5/3/2007 Approved)
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Contact information

Main Address
2 Monument Square Suite 701, Portland, ME 04101
Mailing Address
Phone number
(207) 772-2900
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BIGELOW INVESTMENT ADVISORS PART 2A (1/31/2025)

Regulatory assets under management

Total Number of Accounts869
AUM (Assets Under Management)$ 476,220,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIGELOW INVESTMENT ADVISORS, LLC

CRD#: 143733Portland, ME 04101

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