Max W. Sung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max W Sung was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2010. Max had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2010 - May 29, 2013
CUTLER GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CUTLER GROUP, LLC
CRD#: 31730 / SEC#: , 8-42415
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
