Michael Krochmal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Krochmal was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2009 - June 12, 2015
CITIGROUP DERIVATIVES MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CITIGROUP DERIVATIVES MARKETS INC.
CRD#: 133084 / SEC#: , 8-66679
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP FINANCIAL PRODUCTS INC. | DIRECT OWNER | |
| HALDANE, DAVID GEOFFREY | DIRECTOR | 5325475 |
| KELTZ, STEVEN JAY MR. | GENERAL COUNSEL | |
| MOGILEVSKY, CHARLES ROBERT | DIRECTOR | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | PRESIDENT | 1712540 |
| MOGILEVSKY, CHARLES ROBERT | CHIEF OPERATIONS OFFICER / POO | 1712540 |
| SALIBA, RAMSEY | CHIEF FINANCIAL OFFICER / FINOP / PFO | 5358958 |
| TARLETON, JOHN KERMIT | CHIEF COMPLIANCE OFFICER | 1390864 |
| WINCHESTER, J SLADE | DIRECTOR | 1762956 |
Disclosures
| Regulatory Event | 20 |
Red Flags
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