Oliver E. Hohermuth

CAPVIEW ADVISORS.

CORAL GABLES, FL 33134

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CRD#: 5666120

Professional summary

Oliver E Hohermuth is a registered financial advisor currently at CAPVIEW ADVISORS, LLC. located in Coral Gables, Florida.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Oliver has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver E Hohermuth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2017 - Present

CAPVIEW ADVISORS, LLC.

Office #1: 121 Alhambra Plaza # 1000, Coral Gables, FL 33134

RIA

CRD#: 173319

CORAL GABLES, FL

Past

October 4, 2010 - January 6, 2016

VONTOBEL SWISS WEALTH ADVISORS AG

RIA

CRD#: 154750

DALLAS, TX

Past

July 20, 2009 - August 4, 2010

CREDIT SUISSE PRIVATE ADVISORS AG

RIA

CRD#: 112892

ZURICH,

Past

July 3, 2009 - August 4, 2010

CREDIT SUISSE PRIVATE ADVISORS AG

CRD#: 112892

ZURICH,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/22/2020)

IAR

Texas
(9/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/2/2009

General Securities Representative Examination

Current Firm

CAPVIEW ADVISORS, LLC.

CRD#: 173319 / SEC#:

Florida

Registered Investment Advisory firm - (1/22/2020 Approved)

Texas

Registered Investment Advisory firm - (6/4/2015 Approved)

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Contact information

Main Address

121 Alhambra Plaza # 1000, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 200-4188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 42,634,584

Red Flags

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Oliver E. Hohermuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver E Hohermuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPVIEW ADVISORS, LLC.

VONTOBEL SWISS WEALTH ADVISORS AG

CREDIT SUISSE PRIVATE ADVISORS AG

CREDIT SUISSE PRIVATE ADVISORS AG

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2009

Series 7

Date: 7/2/2009

Current Firm

CAPVIEW ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPVIEW ADVISORS, LLC.

TRUST BUT VERIFY

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