William W. Meyers

LORD AND RICHARDS

HIGHLANDS RANCH, CO 80129

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CRD#: 5666018

Professional summary

William W Meyers JR, CFP®, who also goes by William W Meyers Jr., William W Meyers, is a registered financial advisor currently at LORD AND RICHARDS located in Highlands Ranch, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William W Meyers Jr. | William W Meyers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Fixed insurance sales, as an Agent, under the name 'Towers Wealth Management, Inc.'; As of 5/13/2020; 5% time spent during regular business hours; Conducted at branch; Investment related. 2.Tax Preparer/Bookkeeper/Payroll Clerk, offering various accounting services through 'Towers Wealth Management, Inc.'; As of 01/01/09; 80% time spent during regular business hours; Conducted at branch; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William W Meyers JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 8, 2024 - Present

LORD AND RICHARDS

Office #1: 8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129

RIA

CRD#: 328907

HIGHLANDS RANCH, CO

Past

May 13, 2020 - June 14, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Parker, CO

Past

May 13, 2020 - June 14, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Parker, CO

Past

August 11, 2016 - May 18, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Parker, CO

Past

May 3, 2014 - May 18, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PARKER, CO

Past

September 15, 2009 - February 13, 2012

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2014

General Securities Representative Examination

Current Firm

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

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Contact information

Main Address

8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129

Mailing Address

Phone number

(720) 214-6801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- LORD AND RICHARDS, INC. (11/5/2025)

Regulatory assets under management

Total Number of Accounts	1,227
AUM (Assets Under Management)	$ 104,479,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William W. Meyers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William W Meyers JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LORD AND RICHARDS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2014

Current Firm

LORD AND RICHARDS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LORD AND RICHARDS

TRUST BUT VERIFY

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