BG
Benjamin C. Gerald
QUARTZ PARTNERS INVESTMENT MANAGEMENT
McKinney, TX
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CRD#: 5665990
BG
Professional summary
Benjamin Christian Gerald, who also goes by Benjamin C Gerald, Benjamin Christian Gerald, Benjamin Gerald, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Mckinney, Texas and ETICO PARTNERS, LLC located in Saratoga Springs, New York.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin C Gerald | Benjamin Christian Gerald | Benjamin Gerald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(2) NAME: 75INC LLC INV REL: Y ADD: 300 E DAVIS STREET, STE 159, MCKINNEY, TX 75069 NATURE: PROFESSIONAL NETWORKING ASSOCIATION POSITION: FOUNDER, PRESIDENT START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OVERSEE THE DEVELOPMENT AND GROWTH OF THE NETWORKING GROUP AND ITS SUBSIDIARIES. (3) NAME: NAIFA - DALLAS INV REL: Y ADD: 9868 PLANO RD., DALLAS TX 75238 NATURE: NONPROFIT ORGANIZATION: NAIFA - DALLAS POSITION: PRESIDENT START DATE: 01/01/2025 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: AS PRESIDENT, MY PRIMARY RESPONSIBILITY IS SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND LIAISON TO THE PROGRAMMING & EVENS COMMITTEES (4) NAME: AUDIBLE FINANCIAL GROUP INV REL: Y ADD: 300 E DAVIS STREET, STE 158, MCKINNEY, TX 75069 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: CO-FOUNDER & MANAGING PARTNER START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PROVIDE FIXED INSURANCE AND ANNUITY SOLUTIONS FOR CLIENTS. (5) NAME: AUDIBLE CONSULTING LLC INV REL: Y ADD: 300 E DAVIS ST., STE 158 MCKINNEY TX 75069 NATURE: COACHING AND MENTORING INSURANCE AGENTS, FINANCIAL LITERACY WORKSHOPS POSITION: CO-FOUNDER AND MANAGING MEMBER START DATE: 01/01/2023 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WORK WITH OTHER INSURANCE AGENTS HELPING THEM BE MORE SUCCESSFUL WITH LIFE INSURANCE SALES AND CONCEPTS.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Christian Gerald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2025 - Present
QUARTZ PARTNERS INVESTMENT MANAGEMENT
RIA
CRD#: 174327
McKinney, TX
Current
May 20, 2025 - Present
ETICO PARTNERS, LLC
Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866BD
CRD#: 122481
Saratoga Springs, NY
Past
September 21, 2022 - May 15, 2025
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Dallas, TX
Past
September 14, 2022 - May 15, 2025
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Dallas, TX
Past
May 5, 2022 - September 27, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
Dallas, TX
Past
May 5, 2021 - September 27, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DALLAS, TX
Past
March 27, 2014 - March 2, 2020
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
SLEEPY HOLLOW, NY
Past
November 13, 2009 - March 27, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
RIA
Registered Investment Advisory firm - (1/20/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/20/2025)
RR
Georgia(5/20/2025)
RR
Illinois(5/20/2025)
RR
Indiana(5/20/2025)
RR
New York(5/20/2025)
IAR
North Carolina(5/27/2025)
RR
Pennsylvania(5/20/2025)
IAR
South Carolina(5/27/2025)
RR
Texas(5/20/2025)
IAR
Texas(5/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
RIA
Registered Investment Advisory firm - (1/20/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19 Railroad Place Suite 202, Saratoga Springs, NY 12866
Mailing Address
Phone number
(800) 433-0422
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 281,034,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
