Kristy L. Eller

RSG INVESTMENTS LLC

Overland Park, KS 66212

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CRD#: 5665921

Professional summary

Kristy Lynn Eller, who also goes by Kristy Lynn Erlbacher, is a registered financial advisor currently at RSG INVESTMENTS LLC located in Overland Park, Kansas.

Kristy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kristy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristy Lynn Erlbacher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lynn Eller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2023 - Present

RSG INVESTMENTS LLC

Office #1: 6801 W 107th St, Overland Park, KS 66212

RIA

CRD#: 323527

Overland Park, KS

Past

January 24, 2023 - September 5, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Overland Park, KS

Past

September 27, 2021 - January 26, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

Overland Park, KS

Past

August 31, 2021 - January 26, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Overland Park, KS

Past

October 16, 2019 - February 26, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

KANSAS CITY, MO

Past

October 11, 2019 - February 26, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

KANSAS CITY, MO

Past

January 6, 2015 - June 15, 2018

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

ST. ROBERT, MO

Past

June 2, 2014 - November 3, 2014

EDWARD JONES

RIA

CRD#: 250

ROLLA, MO

Past

February 20, 2014 - November 3, 2014

EDWARD JONES

CRD#: 250

ROLLA, MO

Past

August 8, 2012 - February 5, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ST. ROBERT, MO

Past

July 20, 2010 - August 7, 2012

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ST. ROBERT, MO

Past

February 3, 2010 - February 5, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ST. ROBERT, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RSG INVESTMENTS LLC

CRD#: 323527 / SEC#: 801-132178

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Kansas

Registered Investment Advisory firm - (3/28/2025 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RSG INVESTMENTS LLC

CRD#: 323527 / SEC#: 801-132178

RIA

Registered Investment Advisory firm - (3/13/2025 Approved)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Kansas

Registered Investment Advisory firm - (3/28/2025 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2025 Terminated)

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Contact information

Main Address

6801 W 107th St, Overland Park, KS 66212

Mailing Address

Phone number

(913) 685-9422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 116,445,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristy L. Eller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lynn Eller's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

STATE FARM VP MANAGEMENT CORP.

EDWARD JONES

EDWARD JONES

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

RSG INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2010

Series 63

Date: 3/9/2010

SIE

Date: 6/15/2018

Series 7

Date: 4/4/2014

Series 6

Date: 2/2/2010

Current Firm

RSG INVESTMENTS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

RSG INVESTMENTS LLC

TRUST BUT VERIFY

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