JR
Joseph L. Rash
CCC ADVISORS
Austin, TX 78746
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CRD#: 5665645
JR
Professional summary
Joseph Lee Rash is a registered financial advisor currently at CCC ADVISORS, LLC located in Austin, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joseph has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CCC Advisors, LLC (CCCA) is registered as an investment adviser with the Securities and Exchange Commission (SEC) and provides investment management services for private funds and related co-investment entities (the CCC Funds). Cotton Creek Capital Management II, LLC (CCCM II), Cotton Creek Capital Management III, LLC and Cotton Creek Capital Management IV, LLC (CCCM IV) serve as the general partners to the CCC Funds and rely on the registration of CCC under an umbrella registration. Mr. Rash is a Partner of CCCA and the relying advisers and is technically employed by CCCM II. CCCA, CCCM II, CCCM III and CCCM IV each have their principal place of business at 3700 North Capital of Texas Highway, Suite 520, Austin, Texas 78746. Mr. Rash currently devotes 100% of his professional time to the investment management business of CCCA, its relying advisers and the management of the CCC Funds. Mr. Rash also serves or may serve as a director for one or more portfolio companies in which the CCC Funds invest.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Lee Rash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2017 - Present
CCC ADVISORS, LLC
Office #1: 3700 North Capital Of Texas Highway Suite 520, Austin, TX 78746RIA
CRD#: 288948
Austin, TX
Past
June 8, 2009 - February 24, 2012
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CCC ADVISORS, LLC
CCC ADVISORS, LLC | COTTON CREEK CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | COTTON CREEK CAPITAL MANAGEMENT II, LLC (RELYING ADVISER)
CRD#: 288948 / SEC#: 801-110798
RIA
Registered Investment Advisory firm - (6/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/14/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CCC ADVISORS, LLC
CCC ADVISORS, LLC | COTTON CREEK CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | COTTON CREEK CAPITAL MANAGEMENT II, LLC (RELYING ADVISER)
CRD#: 288948 / SEC#: 801-110798
RIA
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Contact information
Main Address
3700 North Capital Of Texas Highway Suite 520, Austin, TX 78746
Mailing Address
Phone number
(512) 412-3300
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 625,236,973 |
Red Flags
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