Joseph L. Rash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lee Rash was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2017 - December 31, 2025
CCC ADVISORS, LLC
June 8, 2009 - February 24, 2012
BLACKSTONE SECURITIES PARTNERS L.P.
Primary Firm SEC Registration
CCC ADVISORS, LLC
CRD#: 288948 / SEC#: 801-110798
State Registrations and Notice Filings
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Exams
Current Firm
CCC ADVISORS, LLC
CRD#: 288948 / SEC#: 801-110798
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 625,236,973 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
