Joseph L. Rash

Some features on this profile are disabled

CRD#: 5665645

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Lee Rash was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CCC Advisors, LLC (CCCA) is registered as an investment adviser with the Securities and Exchange Commission (SEC) and provides investment management services for private funds and related co-investment entities (the CCC Funds). Cotton Creek Capital Management II, LLC (CCCM II), Cotton Creek Capital Management III, LLC and Cotton Creek Capital Management IV, LLC (CCCM IV) serve as the general partners to the CCC Funds and rely on the registration of CCC under an umbrella registration. Mr. Rash is a Partner of CCCA and the relying advisers and is technically employed by CCCM II. CCCA, CCCM II, CCCM III and CCCM IV each have their principal place of business at 3700 North Capital of Texas Highway, Suite 520, Austin, Texas 78746. Mr. Rash currently devotes 100% of his professional time to the investment management business of CCCA, its relying advisers and the management of the CCC Funds. Mr. Rash also serves or may serve as a director for one or more portfolio companies in which the CCC Funds invest.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 14, 2017 - December 31, 2025

CCC ADVISORS, LLC

RIA

CRD#: 288948

AUSTIN, TX

Past

June 8, 2009 - February 24, 2012

BLACKSTONE SECURITIES PARTNERS L.P.

CRD#: 17917

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CCC ADVISORS, LLC

CCC ADVISORS, LLC | COTTON CREEK CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | COTTON CREEK CAPITAL MANAGEMENT II, LLC (RELYING ADVISER)

CRD#: 288948 / SEC#: 801-110798

RIA

Registered Investment Advisory firm - (6/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/5/2009

General Securities Representative Examination

Current Firm

CCC ADVISORS, LLC

CCC ADVISORS, LLC | COTTON CREEK CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | COTTON CREEK CAPITAL MANAGEMENT II, LLC (RELYING ADVISER)

CRD#: 288948 / SEC#: 801-110798

RIA

Registered Investment Advisory firm - (6/30/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3700 North Capital Of Texas Highway Suite 520, Austin, TX 78746

Mailing Address

Phone number

(512) 412-3300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

CCC ADVISORS, LLC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 625,236,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph L. Rash

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CCC ADVISORS, LLC

BLACKSTONE SECURITIES PARTNERS L.P.

Primary Firm SEC Registration

CCC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/31/2009

Series 7

Date: 6/5/2009

Current Firm

CCC ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CCC ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors