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HJ

Hal K. Jolley

JOLLEY WEALTH MANAGEMENT
SCOTTSDALE, AZ 85260
Some features on this profile are disabled
CRD#: 5665219
HJ

Professional summary

Hal K Jolley is a registered financial advisor currently at JOLLEY WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Hal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Hal has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hal K Jolley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2025 - Present

JOLLEY WEALTH MANAGEMENT, LLC

Office #1: 9375 E. Shea Blvd. Suite 100, Scottsdale, AZ 85260
RIA
CRD#: 334209
SCOTTSDALE, AZ
Past

April 13, 2012 - July 25, 2012

WADDELL & REED

BD
CRD#: 866
SCOTTSDALE, AZ
Past

July 16, 2009 - August 3, 2010

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SCOTTSDALE, AZ
Past

May 28, 2009 - August 3, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/31/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/4/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/2009
General Securities Representative Examination

Current Firm

JW
JOLLEY WEALTH MANAGEMENT, LLC
JOLLEY WEALTH MANAGEMENT, LLC

CRD#: 334209 / SEC#:

Arizona
Registered Investment Advisory firm - (7/31/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9375 E. Shea Blvd. Suite 100, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 661-7600
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts14
AUM (Assets Under Management)$ 1,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOLLEY WEALTH MANAGEMENT, LLC

CRD#: 334209Scottsdale, AZ 85260

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