Hal K. Jolley

JOLLEY WEALTH MANAGEMENT

SCOTTSDALE, AZ 85260

CRD#: 5665219

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Professional summary

Hal K Jolley is a registered financial advisor currently at JOLLEY WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Hal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Hal has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hal K Jolley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2025 - Present

JOLLEY WEALTH MANAGEMENT, LLC

Office #1: 9375 E. Shea Blvd. Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 334209

SCOTTSDALE, AZ

Past

April 13, 2012 - July 25, 2012

WADDELL & REED

CRD#: 866

SCOTTSDALE, AZ

Past

July 16, 2009 - August 3, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

May 28, 2009 - August 3, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/27/2009

General Securities Representative Examination

Current Firm

JOLLEY WEALTH MANAGEMENT, LLC

CRD#: 334209 / SEC#:

Arizona

Registered Investment Advisory firm - (7/31/2025 Approved)

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Contact information

Main Address

9375 E. Shea Blvd. Suite 100, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 661-7600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 1,600,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Hal K. Jolley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hal K Jolley's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOLLEY WEALTH MANAGEMENT, LLC

WADDELL & REED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2009

Series 7

Date: 5/27/2009

Current Firm

JOLLEY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOLLEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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