Changsoo Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Changsoo Park was a registered financial professional .
Changsoo is a previously registered financial professional and started their career in finance in 2009. Changsoo had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2017 - December 31, 2017
ACE INVESTMENT ADVISOR, INC.
April 16, 2014 - September 10, 2014
SH INVESTMENT & SECURITIES
September 10, 2013 - September 23, 2016
CS ADVISORS INC.
June 27, 2012 - August 30, 2013
SH INVESTMENT & SECURITIES
May 8, 2009 - August 23, 2010
HANMI ASSET SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACE INVESTMENT ADVISOR, INC.
CRD#: 286113 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
