James J. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James John Mcdermott was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2009. James had worked at 2 firms and has passed the Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2016 - October 9, 2017
FIDUCIARY ADVISORS, LLC
September 10, 2009 - February 18, 2015
ABERDEEN FUND DISTRIBUTORS, LLC
Primary Firm SEC Registration
FIDUCIARY ADVISORS, LLC
CRD#: 104189 / SEC#: 801-72971, 8-52647
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/9/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FIDUCIARY ADVISORS, LLC
CRD#: 104189 / SEC#: 801-72971, 8-52647
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 464,470,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 12/02/2024 | ||
| 11/07/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
