Solai Vairavan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solai Vairavan, who also goes by Sol Vairavan, was a registered financial professional .
Solai is a previously registered financial professional and started their career in finance in 2010. Solai had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - June 23, 2018
PH PARTNERS, LLC
June 15, 2011 - September 1, 2015
ERNST & YOUNG CAPITAL ADVISORS, LLC
June 15, 2010 - June 10, 2011
CREDIT SUISSE SECURITIES (USA) LLC
March 16, 2010 - May 19, 2010
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PH PARTNERS, LLC
CRD#: 130790 / SEC#: , 8-66396
Contact information
FINRA licenses (48 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERKINS, BENJAMIN WADE | CEO/CCO/MANAGING MEMBER | 3162623 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
