JT
Joshua K. Tootle
CENTAURUS FINANCIAL
Biloxi, MS 39531
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CRD#: 5664986
JT
Professional summary
Joshua K Tootle, who also goes by Josh Tootle, Joshua K Tootle, Joshua Keith Tootle, Joshua Tootle, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Biloxi, Mississippi.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Tootle | Joshua K Tootle | Joshua Keith Tootle | Joshua Tootle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VANCLEAVE UNITED METHODIST CHURCH POSITION: Administrative Council Chair NATURE: The church council is the administrative agency of the charge conference to envision, plan, implement, and annually evaluate the ministry of the congregation. The council is comprised of the chairs for each department (ministry) within the church. The chair of this group is elected annually by the charge conference. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 13620 Highway 57, Vancleave, MS. DESCRIPTION: Work with pastor, lay leader, and others to fulfill mission of the church. Leadership team chair, pastor and lay leader, are primary spokespersons for vision and mission of the church and encourage all other ministry leaders. This person should organize an annual planning meeting for church vision and ministry goals. Become familiar with United Methodist resources and organization, during the year, leader prepares and communicates agenda for meetings, leads meetings, follows up actions by assigning responsibility for implementation, coordinates activities of leadership team, and maintains a healthy and growing spiritual life. VANCLEAVE UNITED METHODIST CHURCH POSITION: Communication Committee Chair NATURE: The General Commission on Communications (United Methodist Communications) is charged with the task of meeting the communication, public relations, and marketing needs of the entire Church, reflecting the cultural and racial diversity within The United Methodist Church. United Methodist Communications provides resources and services to local churches and annual conferences and has a consultative relationship with all general agencies of the church and with any structure for communication and public relations at the jurisdictional, Episcopal area, annual conference, district, or local church level. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 13620 Highway 57, Vancleave, MS. DESCRIPTION: Communications and marketing with the public, duties include; Website Administrator, Audio and Video Administrator for worship service. Insuring our worship service can be seen and heard by those within the sanctuary but also those viewing the live streams. 2. VANCLEAVE UNITED METHODIST CHURCH POSITION: Trustee NATURE: This OBA is for Vancleave United Methodist Church and is comprised of no less than three Trustees whom meet multiple times per year and also as needed to make decisions and recommendations for capital improvements and repairs of the church property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 13620 Highway 57, Vancleave MS 39565, United States DESCRIPTION: The board of trustees shall have the supervision, oversight, and care of all real property owned by the local church and of all property and equipment acquired directly by the local church or by any society, board, class, commission, or similar organization connected therewith, provided that the board of trustees shall not violate the rights of any local church organization elsewhere granted in the Discipline. The board of trustees shall annually compare the existence and adequacy of the church's insurance coverages to an insurance schedule annually published by the General Council on Finance and Administration. The board of trustees shall conduct or cause to be conducted an annual accessibility audit of their buildings, grounds, and facilities to discover and identify what physical, architectural, and communication barriers exist that impede the full participation of people with disabilities and shall make plans and determine priorities for the elimination of all such barriers.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua K Tootle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua K Tootle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2025 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2574 Marcia Court Suite B, Biloxi, MS 39531RIA
BD
CRD#: 30833
Biloxi, MS
Current
October 13, 2025 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2574 Marcia Court Suite B, Biloxi, MS 39531RIA
BD
CRD#: 30833
Biloxi, MS
Past
February 19, 2019 - September 30, 2025
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
VANCLEAVE, MS
Past
February 19, 2019 - September 30, 2025
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
RIDGELAND, MS
Past
November 18, 2017 - February 21, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
BILOXI, MS
Past
November 21, 2016 - February 21, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
Biloxi, MS
Past
August 19, 2016 - November 23, 2016
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
BILOXI, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2025)
IAR
Alabama(10/13/2025)
RR
California(10/13/2025)
IAR
California(10/13/2025)
RR
Florida(10/13/2025)
IAR
Florida(10/14/2025)
RR
Georgia(10/13/2025)
IAR
Georgia(10/14/2025)
RR
Indiana(10/13/2025)
RR
Louisiana(10/13/2025)
IAR
Louisiana(10/13/2025)
RR
Michigan(10/13/2025)
IAR
Michigan(10/23/2025)
RR
Mississippi(10/13/2025)
IAR
Mississippi(10/13/2025)
IAR
Missouri(10/20/2025)
RR
Ohio(10/13/2025)
IAR
Ohio(10/13/2025)
RR
Pennsylvania(10/13/2025)
RR
Texas(10/13/2025)
IAR
Texas(10/14/2025)
RR
Virginia(10/13/2025)
RR
West Virginia(10/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
