Jonathan E. Parr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan E Parr, who also goes by Jonathan Parr, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2009. Jonathan had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2024 - July 15, 2024
AVANT-GARDE TRADING SECURITIES
December 11, 2014 - May 10, 2024
TRADINGBLOCK
June 20, 2014 - December 11, 2014
E*TRADE FUTURES LLC
August 13, 2013 - September 4, 2013
LUPO FUTURES, LLC
June 15, 2011 - February 28, 2013
NICO SECURITIES, LLC
July 8, 2009 - November 23, 2010
EDWARD JONES
June 25, 2009 - November 23, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
