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Jonathan E Parr

CRD# 5664433·Registered 2009 - 2024
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan E Parr, who also goes by Jonathan Parr, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2009 - 2024. Jonathan had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Parr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

AVANT-GARDE TRADING SECURITIES·CRD# 292119
BD
Chicago, IL
May 14, 2024 - July 15, 2024
TRADINGBLOCK·CRD# 128605
BD
Chicago, IL
December 11, 2014 - May 10, 2024
E*TRADE FUTURES LLC·CRD# 145562
BD
Chicago, IL
June 20, 2014 - December 11, 2014
LUPO FUTURES, LLC·CRD# 155931
BD
Chicago, IL
August 13, 2013 - September 4, 2013
NICO SECURITIES, LLC·CRD# 133476
BD
Chicago, IL
June 15, 2011 - February 28, 2013
EDWARD JONES·CRD# 250
RIA
Chicago, IL
July 8, 2009 - November 23, 2010
EDWARD JONES·CRD# 250
BD
Chicago, IL
June 25, 2009 - November 23, 2010

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Current Firm

AT
AVANT-GARDE TRADING SECURITIES

AVANT-GARDE TRADING SECURITIES | PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES | PROSPERUM FINTECH HOLDINGS, LLC

CRD#: 292119 / SEC#: 8-70068
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

30 S. Wacker Dr Suite 2840, Chicago, IL 60606

Mailing Address

30 S. Wacker Dr Suite 2840, Chicago, IL 60606

Phone Number

(312) 858-5748

Established

Illinois since 11/23/2016

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PROSPERUM FINANCIAL HOLDINGS, LLCOWNER—
ARORA, VRINDAFINOP7784034
DURAN, GABRIEL ALANCHIEF COMPLIANCE OFFICER2564534
GOMPERT, DAVID JOHNCEO1824567

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2015About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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