Alan T. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Thomas Burke was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2009. Alan had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - August 2, 2013
EQUITEC PROPRIETARY MARKETS, LLC
August 23, 2011 - October 18, 2011
EQUITEC TRADING, LLC
May 15, 2009 - November 9, 2012
EQUITEC SPECIALISTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUITEC PROPRIETARY MARKETS, LLC
CRD#: 113728 / SEC#: , 8-53363
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
