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Dennis Shane Tripp

PROMETHEUS CAPITAL MANAGEMENT
ORLANDO, FL
·CRD# 5664213·16 years registered

Professional Summary

Dennis Shane Tripp, who also goes by Dennis Tripp, Shane Tripp, is a registered financial advisor currently at PROMETHEUS CAPITAL MANAGEMENT LLC located in Orlando, Florida. Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dennis has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dennis Tripp, Shane Tripp

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

PROMETHEUS CAPITAL MANAGEMENT LLCCurrent·CRD# 327540
RIA
200 E. Robinson St Suite 1120, Orlando, FL 32801
October 26, 2023 - Present

Past

PRUCO SECURITIES, LLC.Past·CRD# 5685
RIA
St. Cloud, FL
November 23, 2015 - June 28, 2022
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
St. Cloud, FL
November 11, 2015 - June 28, 2022
WADDELL & REEDPast·CRD# 866
RIA
Maitland, FL
October 7, 2013 - November 17, 2015
WADDELL & REEDPast·CRD# 866
BD
Maitland, FL
September 26, 2013 - November 17, 2015
WADDELL & REEDPast·CRD# 866
RIA
Maitland, FL
June 27, 2011 - July 2, 2012
WADDELL & REEDPast·CRD# 866
BD
Maitland, FL
May 27, 2011 - July 2, 2012
WADDELL & REEDPast·CRD# 866
BD
Maitland, FL
July 5, 2010 - January 24, 2011

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Current Firm

PC
PROMETHEUS CAPITAL MANAGEMENT LLC

PROMETHEUS CAPITAL MANAGEMENT LLC

CRD#: 327540
Florida
Registered Investment Advisory firm - Florida (10/26/2023 Approved)

Contact Information

Main Address

200 E. Robinson St Suite 1120, Orlando, FL 32801

Phone Number

(407) 307-1977

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$3,145,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CENTAVIZER CORPORATION POSITION: owner NATURE: An app that pays money for steps a day that can be used to reduce their bill and merchents INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/25/2019 ADDRESS: 1840 N. Washington Ave, Unit D, Clearwater FL 33755, United States DESCRIPTION: Board Member and invester

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis Shane Tripp's CRS (Customer Relationship Summary).

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