Dennis S. Tripp

PROMETHEUS CAPITAL MANAGEMENT LLC

Orlando, FL 32801

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CRD#: 5664213

Professional summary

Dennis Shane Tripp, who also goes by Dennis Tripp, Shane Tripp, is a registered financial advisor currently at PROMETHEUS CAPITAL MANAGEMENT LLC located in Orlando, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dennis has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Tripp | Shane Tripp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CENTAVIZER CORPORATION POSITION: owner NATURE: An app that pays money for steps a day that can be used to reduce their bill and merchents INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/25/2019 ADDRESS: 1840 N. Washington Ave, Unit D, Clearwater FL 33755, United States DESCRIPTION: Board Member and invester

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Shane Tripp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2023 - Present

PROMETHEUS CAPITAL MANAGEMENT LLC

Office #1: 200 E. Robinson St Suite 1120, Orlando, FL 32801

RIA

CRD#: 327540

Orlando, FL

Past

November 23, 2015 - June 28, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

St. Cloud, FL

Past

November 11, 2015 - June 28, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

St. Cloud, FL

Past

October 7, 2013 - November 17, 2015

WADDELL & REED

RIA

CRD#: 866

MAITLAND, FL

Past

September 26, 2013 - November 17, 2015

WADDELL & REED

CRD#: 866

MAITLAND, FL

Past

June 27, 2011 - July 2, 2012

WADDELL & REED

RIA

CRD#: 866

MAITLAND, FL

Past

May 27, 2011 - July 2, 2012

WADDELL & REED

CRD#: 866

MAITLAND, FL

Past

July 5, 2010 - January 24, 2011

WADDELL & REED

CRD#: 866

MAITLAND, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2010

General Securities Representative Examination

Current Firm

PROMETHEUS CAPITAL MANAGEMENT LLC

CRD#: 327540 / SEC#:

Florida

Registered Investment Advisory firm - (10/26/2023 Approved)

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Contact information

Main Address

200 E. Robinson St Suite 1120, Orlando, FL 32801

Mailing Address

Phone number

(407) 307-1977

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 3,150,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis S. Tripp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Shane Tripp's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROMETHEUS CAPITAL MANAGEMENT LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WADDELL & REED

WADDELL & REED

WADDELL & REED

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2010

Current Firm

PROMETHEUS CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROMETHEUS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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