Kyle A. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle A Clark, who also goes by Kyle Clark, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2009. Kyle had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2014 - May 27, 2015
RUSSELL INVESTMENTS
September 25, 2014 - May 27, 2015
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
May 18, 2012 - August 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2012 - August 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2009 - March 14, 2011
EDWARD JONES
June 24, 2009 - March 14, 2011
EDWARD JONES
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
