Matthew J. Werthe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Jordan Werthe, who also goes by Matt J Werthe, Matt Jordan Werthe, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2009. Matthew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2019 - July 26, 2023
HSR WEALTH MANAGEMENT
January 4, 2013 - May 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 2, 2013 - May 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 6, 2009 - January 2, 2013
EDWARD JONES
June 23, 2009 - January 2, 2013
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HSR WEALTH MANAGEMENT
CRD#: 304776 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 12,271,873 |
Red Flags
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