Sean P. Hutton
Professional summary
Sean Patrick Hutton, who also goes by Sean Hutton, is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2009. Sean has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Patrick Hutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2020 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960Office #2: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960January 22, 2015 - April 20, 2020
LIME TRADING CORP
August 13, 2009 - August 11, 2014
LIGHTSPEED TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/1/2015
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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