BF
Brandon J. Fasenmyer
CITIZENS SECURITIES
Pittsburgh, PA 15235
Some features on this profile are disabled
CRD#: 5664005
BF
Professional summary
Brandon Joseph Fasenmyer, who also goes by Brandon Fasenmyer, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Pittsburgh, Pennsylvania.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Brandon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Fasenmyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOTARY 1 HOUR PER MONTH. 2) BOY SCOUTS TROOP III - ASSISTANT SCOUT MASTER; 20 HOURS PER MONTH; START DATE: 04/2023
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Joseph Fasenmyer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon Joseph Fasenmyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2016 - Present
CITIZENS SECURITIES, INC.
Office #1: 230 Rodi Rd, Pittsburgh, PA 15235Office #2: 3136 Leechburg Rd, Lower Burrell, PA 15068Office #3: 837 Freeport Rd., Pittsburgh, PA 15238Office #4: 6125 Saltsburg Rd Mailstop: 15b-0104, Verona, PA 15147Office #5: 1796 Golden Mile Highway Mail Stop: Pa872, Monroeville, PA 15146RIA
BD
CRD#: 39550
Pittsburgh, PA
Current
October 26, 2015 - Present
CITIZENS SECURITIES, INC.
Office #1: 230 Rodi Rd, Pittsburgh, PA 15235Office #2: 3136 Leechburg Rd, Lower Burrell, PA 15068Office #3: 837 Freeport Rd., Pittsburgh, PA 15238Office #4: 6125 Saltsburg Rd Mailstop: 15b-0104, Verona, PA 15147Office #5: 1796 Golden Mile Highway Mail Stop: Pa872, Monroeville, PA 15146RIA
BD
CRD#: 39550
Pittsburgh, PA
Past
March 8, 2011 - August 14, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
TARENTUM, PA
Past
March 8, 2011 - August 14, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
TARENTUM, PA
Past
July 7, 2009 - January 8, 2010
EDWARD JONES
RIA
CRD#: 250
NATRONA HEIGHTS, PA
Past
June 23, 2009 - January 8, 2010
EDWARD JONES
BD
CRD#: 250
NATRONA HEIGHTS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
IAR
Florida(9/5/2025)
RR
Maryland(2/2/2024)
IAR
Maryland(2/2/2024)
RR
North Carolina(1/5/2023)
IAR
North Carolina(1/9/2023)
RR
Pennsylvania(10/27/2015)
IAR
Pennsylvania(11/29/2016)
RR
Tennessee(6/21/2023)
RR
Vermont(1/3/2024)
IAR
Vermont(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
